Listing Rules Foundation Course Series (Session Three: Chapter 14A - Connected Transactions) (Hybrid-Online Attendance)

  • Monday 26 Aug 2024

  • 3.00 pm – 5.30 pm

  • Cantonese

  • This page is made for online session. If you wish to enrol in the physical session, please scroll down for the registration link.

  • HKCGI Member, Graduate, Student, Affiliated Person & Non-Member


  • Mr Tom Chau FCG HKFCG, Vice-President, HKCGI; Partner, Haiwen & Partners LLP (Keynote speaker & Moderator)
  • Ms Stephenie Fung, Vice President, Listed Issuer Regulation, Listing Division, HKEX
  • Ms Ashley Chan, Vice President, Listed Issuer Regulation, Listing Division, HKEX
  • Ms Venus Lo, Senior Vice President, Listed Issuer Regulation, Listing Division, HKEX (Panellist)
  • Ms Cindy Kwong, Counsel, Freshfields Bruckhaus Deringer (Panellist)
  • Mr Frank Yuen FCG HKFCG, Group General Counsel, and Head of Compliance, CK Hutchison Holdings Limited (Panellist)
  • (in order of appearance)


The topics covered in this seminar are: 

  • Essential continuing compliance obligations under Chapters 14A of Listing Rules
  • Learn to address areas of Listing Division’s concern
  • Key areas for directors’ oversight
  • How company secretaries and governance professionals could provide effective support to the chairman and the board

This is the online session. If you wish to join in person, please click HERE for the physical session.

Remarks on this Online Session:

  • Registration will be closed on 23 August 2024 at 2.00pm.
  • Once enrolment in this online session is confirmed by the Institute, requests to change to physical session will not be entertained.
  • Online session will be delivered via Zoom facility. The Institute has made every effort to ensure that the quality of the internet connection is sufficient for media streaming. Attendees should ensure that they are in an area of stable internet connection with suitable bandwidth as this can affect user’s experience.

Interested parties are invited to join any or all of the 3 sessions. For details and registration of two other sessions, please click the below links.

Session One [Online] / [Physical] Chapter 13 - Continuous Obligations 28 June 2024 (3.00pm to 5.30pm)
Session Two [Online] / [Physical] Chapter 14 - Notifiable Transactions 31 July 2024 (1.45pm to 3.45pm)
Session Three [Online] / [Physical] Chapter 14A - Connected Transactions 26 August 2024 (3.00pm to 5.30pm)

Level: Intermediate

Keynote speaker/Moderator, Speakers and Panellists' bio:(in order of appearance)
Mr Tom Chau
Ms Stephenie Fung
Ms Ashley Chan
Ms Venus Lo
Ms Cindy Kwong
Mr Frank Yuen

Seat guarantee will only be given to HKCGI Fellows and/or Practitioner’s Endorsement (PE) holders if registered 10 clear working days with payment prior to the date of the seminar.

Venue Sponsor





Got Questions?

Visit our FAQs or contact the Professional Development Section: 2881 6177 or email:

Scroll To Top