Listing Rules Foundation Course Series (Session One: Chapter 13 - Continuous Obligations) (Hybrid-Physical Attendance)

  • Friday 28 Jun 2024

  • 3.00 pm – 5.30 pm

  • Cantonese

  • HKEX Connect Hall, 1/F, One and Two Exchange Square, Central, Hong Kong

  • HKCGI Member, Graduate, Affiliated Person & Non-Member


  • Ms Edith Shih FCG(CS, CGP) HKFCG(CS, CGP)(PE), Past International President, The Chartered Governance Institute; Past President and Honorary Advisor, HKCGI; Executive Director and Company Secretary, CK Hutchison Holdings Limited (Keynote speaker)
  • Ms Catherine Yien, Head of Listed Issuer Regulation, Listing Division, HKEX (Keynote speaker/Panellist)
  • Ms Stephenie Fung, Vice President, Listed Issuer Regulation, Listing Division, HKEX
  • Mr Matthew Yim, Vice President, Listed Issuer Regulation, Listing Division, HKEX
  • Ms Stella Lo FCG HKFCG(PE), Vice-President, HKCGI; Group Company Secretary at Guoco Group (Moderator)
  • Ms Benita Yu FCG HKFCG, Member of Technical Consultation Panel, HKCGI; Senior Partner, Slaughter and May (Panellist)
  • Mr Alson Law FCG HKFCG, Company Secretary and Head of Secretarial Department, The Bank of East Asia, Limited (Panellist)
  • (in order of appearance)


The topics covered in this seminar are: 

  • Essential continuing compliance obligations under Chapter 13 of Listing Rules
  • Learn to address areas of Listing Division’s concern
  • Key areas for directors’ oversight
  • How company secretaries and governance professionals could provide effective support to the chairman and the board

This is the physical session and physical attendance is required for CPD counting purpose. If you wish to join online, please click HERE for the online session.

Remarks on this Physical Session:

  • Physical seats are limited and shall be taken on first-come first served basis. Registration will be closed on 25 June 2024 at 2.00pm.
  • Once enrolment in the physical session is confirmed by the Institute, requests to change to online session will not be entertained.
  • Physical attendance is subject to the weather condition at the time of the seminar. The Institute reserves the right to convert enrolment in the physical session into online session.

Interested parties are invited to join any or all of the 3 sessions. For details and registration of two other sessions, please click the below links.

Session One [Online] / [Physical] Chapter 13 - Continuous Obligations 28 June 2024 (3.00pm to 5.30pm)
Session Two [Online] / [Physical] Chapter 14 - Notifiable Transactions 31 July 2024 (1.45pm to 3.45pm)
Session Three [Online] / [Physical] Chapter 14A - Connected Transactions 26 August 2024 (3.00pm to 5.30pm)

Level: Intermediate

Keynote speaker.Moderator, Speakers and Panellists' bio:(in order of appearance)
Ms Edith Shih
Ms Catherine Yien

Ms Stephenie Fung
Mr Matthew Yim
Ms Stella Lo
Ms Benita Yu
Mr Alson Law

Seat guarantee will only be given to HKCGI Fellows and/or Practitioner’s Endorsement (PE) holders if registered 10 clear working days with payment prior to the date of the seminar.

Venue Sponsor




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