Share Scheme Evolution: Navigating Regulatory Changes, Enhancing Compliance and Introducing Employee Stock Purchase Plan (Webinar)

  • Tuesday 09 Apr 2024

  • 4.00 pm – 5.30 pm

  • Cantonese

  • Webinar session. No physical attendance is required.

  • HKCGI Member, Graduate, Student, Affiliated Person & Non-Member

Speaker(s)

  • Mr Nic Yau, Consultant, Lo & Lawyers
  • Mr Felix Kung, Business Development Director, Global Shares
  • Ms Tracy Lam, Company Secretary & Deputy General Counsel, Lenovo Group Limited (Panellist)
  • Ms Wendy Ho FCG HKFCG(PE), Council Member, The Hong Kong Chartered Governance Institute; Executive Director, Corporate Services, VISTRA (Chair)

Description

In continuation of the evolution of share schemes, this seminar will provide a comprehensive review of the share scheme regime one year after its adoption. Our seasoned speakers will revisit the changes introduced in Chapter 17 of the Listing Rules following the conclusions of the consultation on share schemes by HKEX in July 2022. Through an in-depth analysis, they will highlight the key implications for listed issuers and offer practical tips for company secretaries and governance professionals to navigate these changes effectively.

Additionally, a special panel discussion will be set up to introduce the Employee Stock Purchase Plan (ESPP) — a commonly adopted scheme in the US and EMEA but less prevalent in Hong Kong. The panel will provide an overview of ESPP, shedding light on its benefits and considerations for adoption as compared with the existing share schemes in Hong Kong. In particular, one Hong Kong listed company will join to share insights on their reasons for ESPP adoption and feedback from employees.

Join us for an engaging session that combines regulatory insights with practical experiences, providing attendees with a holistic view of share schemes and valuable knowledge to navigate the evolving landscape effectively. 

Key outline:

  • Reflecting on the current share scheme regime
  • Exploring the practical implications for listed companies
  • Strategies for enhancing compliance governance and addressing regulatory requirements
  • Providing practical guidance on leveraging technology for efficient compliance management
  • Understanding the Employee Stock Purchase Plan and the considerations for adoption


Level: Intermediate

Bios of Speakers, Panellist and Chair:
Mr Nic Yau
Mr Felix Kung
Ms Tracy Lam
Ms Wendy Ho

Seat guarantee will only be given to HKCGI Fellows and/or Practitioner’s Endorsement (PE) holders if registered 10 clear working days with payment prior to the date of the seminar.

Got Questions?

Visit our FAQs or contact the Professional Development Section: 2881 6177 or email: cpd@hkcgi.org.hk

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