Speaker(s)
Mr Ricky Lai FCG HKFCG(PE), Company Secretary, China Renewable Energy Investment LimitedDescription
The purpose of this CSP training series aims to provide practical knowledge and examples to members and other practitioners who wish to seek hands-on knowledge and case studies of handling company secretarial assignments and statutory compliance works for listed companies.
In this seminar, the speaker will share some practical examples, real case studies, work experiences and tips for the continuing obligations of listed companies under Chapter 13 of the Main Board Listing Rules. The following items will be covered:-
- Obligations of disclosure of inside information
- Practical tips for profit warning and positive profit alert announcement for listed companies
- Compliance issues in relation to advance to an entity, financial assistance and guarantees to affiliated companies, pledging of shares by the controlling shareholder, loan agreement with covenants relating to specific performance of the controlling shareholder and breach of loan agreement
- Sufficient level of operations
- Public float requirements and high concentration of shareholding
- Other continuing obligations under the Listing Rules
- Practical sharing on the relevant company announcements
Remarks on this Online Session:
- This is the online session. If you wish to join in person, please click HERE for the physical session.
- Registration will be closed on 30 October 2025 at 5.00pm.
- Once enrolment in this online session is confirmed by the Institute, requests to change to physical session will not be entertained.
- Online session will be delivered via Zoom facility. The Institute has made every effort to ensure that the quality of the internet connection is sufficient for media streaming. Attendees should ensure that they are in an area of stable internet connection with suitable bandwidth as this can affect user’s experience.
Level: Intermediate
Speaker's bio:
Mr Ricky Lai
Seat guarantee will only be given to HKCGI Fellows and/or Practitioner’s Endorsement (PE) holders if registered 10 clear working days with payment prior to the date of the seminar.