CSP Training Series: Continuing Obligations of Listed Companies - Practice and Application (Hybrid-Physical Attendance)

  • Friday 31 Oct 2025

  • 6.45 pm – 8.45 pm

  • Cantonese

  • HKCGI: 3/F Hong Kong Diamond Exchange Building, 8 Duddell Street, Central, Hong Kong (This page is made for physical session. If you wish to enrol in the online session, please scroll down for the registration link.)

  • HKCGI Member, Graduate, Student, Affiliated Person & Non-Member

Speaker(s)

Mr Ricky Lai FCG HKFCG(PE), Company Secretary, China Renewable Energy Investment Limited

Description

The purpose of this CSP training series aims to provide practical knowledge and examples to members and other practitioners who wish to seek hands-on knowledge and case studies of handling company secretarial assignments and statutory compliance works for listed companies.

In this seminar, the speaker will share some practical examples, real case studies, work experiences and tips for the continuing obligations of listed companies under Chapter 13 of the Main Board Listing Rules. The following items will be covered:-

  • Obligations of disclosure of inside information
  • Practical tips for profit warning and positive profit alert announcement for listed companies
  • Compliance issues in relation to advance to an entity, financial assistance and guarantees to affiliated companies, pledging of shares by the controlling shareholder, loan agreement with covenants relating to specific performance of the controlling shareholder and breach of loan agreement
  • Sufficient level of operations
  • Public float requirements and high concentration of shareholding
  • Other continuing obligations under the Listing Rules
  • Practical sharing on the relevant company announcements

Remarks on this Physical Session:

  • This is the physical session and physical attendance is required for CPD counting purpose. If you wish to join online, please click HERE for the online session.
  • Physical seats are limited and shall be taken on first-come first served basis. Registration will be closed on 30 October 2025 at 2.00pm.
  • Once enrolment in the physical session is confirmed by the Institute, requests to change to online session will NOT be entertained.
  • Physical attendance is subject to the weather condition at the time of the seminar. The Institute reserves the right to convert enrolment in the physical session into online session.

Level: Intermediate

Speaker's bio:
Mr Ricky Lai

Seat guarantee will only be given to HKCGI Fellows and/or Practitioner’s Endorsement (PE) holders if registered 10 clear working days with payment prior to the date of the seminar.

Got Questions?

Visit our FAQs or contact the Professional Development Section: 2881 6177 or email: cpd@hkcgi.org.hk

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