Speaker(s)
Mr Ricky Lai FCG HKFCG(PE), Company Secretary, China Renewable Energy Investment LimitedDescription
The purpose of this CSP training series aims to provide practical knowledge and examples to members and other practitioners who wish to seek hands-on knowledge and case studies of handling company secretarial assignments and statutory compliance works for listed companies.
In this seminar, the speaker will share some practical examples, real case studies, work experiences and tips of dealing with the disclosure of interests in securities (“DI”) for listed companies under Part XV of the Securities and Futures Ordinance (“SFO”). The following topics will be covered:-
- Introduction of Part XV of the SFO
- DI Notification Requirement
- Long and Short Positions, Relevant Events and Types of Notifiable Interests
- Analysis of DI Standard Codes and Descriptions
- Practical Examples on DI Forms
Remarks on this Online Session:
- This is the online session. If you wish to join in person, please click HERE for the physical session.
- Registration will be closed on 24 April 2025 at 5.00pm.
- Once enrolment in this online session is confirmed by the Institute, requests to change to physical session will not be entertained.
- Online session will be delivered via Zoom facility. The Institute has made every effort to ensure that the quality of the internet connection is sufficient for media streaming. Attendees should ensure that they are in an area of stable internet connection with suitable bandwidth as this can affect user’s experience.
Level: Intermediate
Speaker’s bio:
Mr Ricky Lai
Seat guarantee will only be given to HKCGI Fellows and/or Practitioner’s Endorsement (PE) holders if registered 10 clear working days with payment prior to the date of the seminar.