Speaker(s)

Description

The purpose of this CSP training series aims to provide practical knowledge and examples to members and other practitioners who wish to seek hands-on knowledge and case studies of handling company secretarial assignments and statutory compliance works for listed companies.

In this seminar, the speaker will share some practical examples, real case studies, work experiences and tips of dealing with the disclosure of interests in securities (“DI”) for listed companies under Part XV of the Securities and Futures Ordinance (“SFO”). The following topics will be covered:-

• Introduction of Part XV of the SFO
• DI Notification Requirement
• Long and Short Positions, Relevant Events and Types of Notifiable Interests
• Analysis of DI Standard Codes and Descriptions
• Practical Examples on DI Forms

Remarks on this Physical Session:

• This is the physical session and physical attendance is required for CPD counting purpose. If you wish to join online, please click HERE for the online session.
• Physical seats are limited and shall be taken on first-come first served basis. Registration will be closed on 24 April 2025 at 2.00pm.
• Once enrolment in the physical session is confirmed by the Institute, requests to change to online session will NOT be entertained.
• Physical attendance is subject to the weather condition at the time of the seminar. The Institute reserves the right to convert enrolment in the physical session into online session.

Level: Intermediate

Speaker’s bio:
Mr Ricky Lai

Seat guarantee will only be given to HKCGI Fellows and/or Practitioner’s Endorsement (PE) holders if registered 10 clear working days with payment prior to the date of the seminar.