Speaker(s)
- Mr Jun Kwong, Partner, MinterEllison LLP
- Mr Jacky Lo, Partner, Forensics & Integrity Services, EY Hong Kong
- Mr Thomas Sham, Associate, MinterEllison LLP
Description
随着监管期望和利益相关者审查力度的加大，上市公司必须积极主动地管理内部风险和不当行为。
本次研讨会将提供切实可行的见解，帮助上市公司加强内部控制、建立有效的举报机制，并以法律和法证的严谨性开展内部调查。
本次研讨会专为董事、高级管理人员、法律和公司治理专业人士量身打造，将由两位经验丰富的法律和监管从业人员主讲，探讨近期执法趋势、真实案例分析，以及在香港不断变化的公司治理环境中，维护企业声誉和监管地位的策略。
此外，一位法证专家也将参与研讨会，从实践角度分享组织法证调查的经验。
要点概述：
- 香港上市公司风险管理与内部控制的新动态
- 举报的双刃剑：风险、保护与机遇
- 内部调查实践：借助法务支持构建有效调查
As regulatory expectations and stakeholder scrutiny intensify, listed companies must proactively manage internal risks and misconduct.
This seminar offers practical insights into strengthening internal controls, implementing effective whistleblowing mechanisms, as well as conducting internal investigations with legal and forensic precision.
Tailored for directors, senior management, legal and governance professionals, the seminar will be led by two seasoned legal & regulatory practitioners to explore recent enforcement trends, real-world case studies, and strategies for safeguarding corporate reputation and regulatory standing in Hong Kong’s evolving governance landscape.
Additionally, a forensics specialist will join to share insights from practical perspectives on organising forensic investigations.
Key outline:
- What’s New in Risk Management & Internal Controls for HK Listed Companies
- The Double-Edged Sword of Whistleblowing: Risk, Protection & Opportunity
- Internal Investigations in Practice: Structuring Effective Inquiries with Forensic Support
Remarks on this Online Session:
- This is the online session. If you wish to join in person, please click HERE for the physical session.
- Registration will be closed on 10 December 2025 at 5.00pm.
- Once enrolment in this online session is confirmed by the Institute, requests to change to physical session will not be entertained.
- Online session will be delivered via Zoom facility. The Institute has made every effort to ensure that the quality of the internet connection is sufficient for media streaming. Attendees should ensure that they are in an area of stable internet connection with suitable bandwidth as this can affect user’s experience.
Level: Intermediate
Speakers' bios:
Mr Jun Kwong
Mr Jacky Lo
Mr Thomas Sham
Seat guarantee will only be given to HKCGI Fellows and/or Practitioner’s Endorsement (PE) holders if registered 10 clear working days with payment prior to the date of the seminar.