Speaker(s)

• Ms Melody Qian (钱一心), Senior Vice President, Head of Global Professional & Financial Risks – Greater China, Lockton Companies (Hong Kong) Limited
• Ms May Tsue (徐惜如) FCG HKFCG(PE) (Panellist)
• Mr Jerry Tong (唐旨均) FCG HKFCG, Chief Risk Officer, Dawnrays Pharmaceutical (Holdings) Limited (Chair)

Description

董事及高管责任险 (D&O) 的重要性已得到上市公司和治理专业人士的广泛认可。然而，D&O 的复杂性远不止于承保范围本身；它还包含一些关键的细微差别，这些差别在索赔时会显著影响保单的有效性。本次研讨会旨在阐明这些经常被忽视的方面，为与会者提供关于 D&O 运营现状的重要见解。

本次研讨会涵盖的主题包括：

1. D&O 基础知识：概述 D&O，包括其目的及管理原则
2. 风险趋势：探讨当前影响董事和高管的风险趋势
3. 承保范围评估：指导如何评估 D&O 的充分性
4. 证监会调查：探讨 D&O 与证监会调查之间的关联
5. 接受董事任命前应考虑的关键问题：未来公司董事在接受董事会职位前应考虑的关键问题
6. D&O 承保因素及危险信号：重点介绍保险公司考虑的关键因，以及可能影响承保范围和条款的常见危险信号

欢迎参加本次信息丰富的研讨会，深入了解如何应对 D&O 的复杂性，从而做出明智的决策，保护个人和公司利益。

The significance of Directors & Officers (D&O) insurance is widely recognized among listed companies and governance professionals. However, the complexities surrounding D&O insurance extend beyond mere coverage; they encompass critical nuances that can significantly impact the effectiveness of a policy when claims arise. This seminar aims to shed light on these often-overlooked aspects, providing attendees with essential insights into the operational realities of D&O insurance.

The topics covered in this seminar are:

1. D&O Basics: An overview of D&O insurance, including purpose and fundamental principles
2. Risk Trends: A discussion on current risk trends affecting directors and officers
3. Coverage Assessment: Guidance on how to assess the adequacy of D&O coverage
4. SFC Investigations: An examination of the intersection between D&O insurance and investigations by the Securities and Futures Commission (SFC)
5. Key Questions to Ask Before Accepting Director Appointment: Critical questions that prospective company directors should consider before accepting a board position
6. D&O Underwriting Factors and Red Flags: An exploration of the underwriting process for D&O insurance, highlighting key factors that insurers consider and common red flags that could affect coverage availability and terms.

Join us for this informative session to better understand how to navigate the complexities of D&O insurance, empowering you to make informed decisions that protect both personal and corporate interests.

Remarks on this Online Session:

• This is the online session. If you wish to join in person, please click HERE for the physical session.
• Registration will be closed on 26 November 2025 at 5.00pm.
• Once enrolment in this online session is confirmed by the Institute, requests to change to physical session will not be entertained.
• Online session will be delivered via Zoom facility. The Institute has made every effort to ensure that the quality of the internet connection is sufficient for media streaming. Attendees should ensure that they are in an area of stable internet connection with suitable bandwidth as this can affect user’s experience.

Level: Intermediate

Speakers' bios:
Ms Melody Qian (钱一心)
Ms May Tsue (徐惜如) (Panellist)
Mr Jerry Tong (唐旨均) (Chair)

Seat guarantee will only be given to HKCGI Fellows and/or Practitioner’s Endorsement (PE) holders if registered 10 clear working days with payment prior to the date of the seminar.