Speaker(s)
- Ms Flora Ma, Director, Corporate Finance, SFC
- Mr Anthony Wong, Director, Intermediaries Supervision, Intermediaries, SFC
- Mr Kenneth Luk, Senior Director, Enforcement, SFC
- Ms Joanna Lee, Director, Enforcement, SFC
Description
The Securities and Futures Commission (SFC) was invited to speak at the 26th Annual Corporate & Regulatory Update. This programme is an extract of the presentation by SFC speakers on the following topics:
- Targeted tools to address corporate misconduct
- Duties and obligations of IPO sponsors
- Enhancing corporate governance through detection, prevention and investigation
Important: At the request of SFC, the presentation materials, which will be displayed in the recording, will NOT be released for downloading.
(Recorded in June 2025)
Level: Intermediate
Speakers' bios:
Ms Flora Ma
Mr Anthony Wong
Mr Kenneth Luk
Ms Joanna Lee