CPDB212CS

Dialogue with Regulators: Onboarding and Beyond IPO - Director Duties Decoded

  • English

  • HKCGI Member, Graduate, Student & Non-Member

Speaker(s)

  • Mr David Simmonds FCG HKFCG, Institute President; Chief Strategy, Sustainability and Governance Officer, CLP Holdings Limited
  • Dr Kelvin Wong, SBS JP FCG HKFCG, Chairman of Securities and Futures Commission (Keynote Speaker)
  • Ms Katherine Ng, Head of Listing, Hong Kong Exchanges and Clearing Limited
  • Ms Edith Shih FCG(CS, CGP) HKFCG(CS, CGP)(PE), Honorary Adviser to Council, Past International President and Institute Past President; Executive Director and Company Secretary, CK Hutchison Holdings Limited
  • Ms Fiona Cheng, Vice President, IPO Vetting, Listing, Hong Kong Exchanges and Clearing Limited
  • Mr Tony Wa, Vice President, Listing Regulation and Enforcement, Listing, Hong Kong Exchanges and Clearing Limited
  • Ms Catherine Yien, Managing Director and Head of Listing Regulation and Enforcement, Listing, Hong Kong Exchanges and Clearing Limited (Panellist)
  • Dr Renu Bhatia, Independent Non-executive Director, HUTCHMED (China) Limited (Panellist)
  • Ms Grace Huang, Partner, Freshfields (Panellist)

Description

Navigating directorship in today’s complex regulatory landscape demands more than expertise—it requires proactive governance. As a director, your role evolves dramatically through IPO readiness and beyond.

The topics covered in this seminar are: 

  • Principles of directors’ duties
  • Key steps for prospective directors of a listed company
  • Directors’ role in cultivating effective governance and compliance
  • Key considerations for newly listed issuers
  • Understanding general disclosure obligations in transactions

(Recorded in July 2025)

Level: Intermediate

Keynote speaker/Moderator, Speakers and Panellists' bio:(in order of appearance)
Mr David Simmonds
Dr Kelvin Wong
Ms Katherine Ng
Ms Edith Shih
Ms Fiona Cheng
Mr Tony Wa
Ms Catherine Yien
Dr Renu Bhatia
Ms Grace Huang

Got Questions?

Visit our FAQs or contact the Professional Development Section: 2881 6177 or email: cpd@hkcgi.org.hk

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