CPDB136CS

Listing Rules Foundation Course Series (Session Three: Chapter 14A - Connected Transactions)

  • Cantonese

  • HKCGI Member, Graduate, Student, Affiliated Person & Non-Member

Speaker(s)

  • Mr Tom Chau FCG HKFCG, Vice-President, HKCGI; Partner, Haiwen & Partners LLP (Keynote speaker & Moderator)
  • Ms Stephenie Fung, Vice President, Listed Issuer Regulation, Listing Division, HKEX
  • Mr Ashley Chan, Vice President, Listed Issuer Regulation, Listing Division, HKEX
  • Ms Venus Lo, Senior Vice President, Listed Issuer Regulation, Listing Division, HKEX (Panellist)
  • Ms Cindy Kwong, Counsel, Freshfields Bruckhaus Deringer (Panellist)
  • Mr Frank Yuen FCG HKFCG, Group General Counsel, and Head of Compliance, CK Hutchison Holdings Limited (Panellist)
  • (in order of appearance)

Description

The topics covered in this seminar are: 

  • Essential continuing compliance obligations under Chapters 14A of Listing Rules
  • Learn to address areas of Listing Division’s concern
  • Key areas for directors’ oversight
  • How company secretaries and governance professionals could provide effective support to the chairman and the board

(Recorded in August 2024)

Level: Intermediate

Keynote speaker/Moderator, Speakers and Panellists' bio:(in order of appearance)
Mr Tom Chau
Ms Stephenie Fung
Mr Ashley Chan
Ms Venus Lo
Ms Cindy Kwong
Mr Frank Yuen

Got Questions?

Visit our FAQs or contact the Professional Development Section: 2881 6177 or email: cpd@hkcgi.org.hk

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