CPDB135CS

Listing Rules Foundation Course Series (Session Two: Chapter 14 - Notifiable Transactions)

  • Cantonese

  • HKCGI Member, Graduate, Student, Affiliated Person & Non-Member

Speaker(s)

  • Mr David Simmonds FCG HKFCG, President, HKCGI; and Chief Strategy, Sustainability and Governance Officer, CLP Holdings Limited (Keynote speaker)
  • Ms Stephenie Fung, Vice President, Listed Issuer Regulation, Listing Division, HKEX
  • Ms Anna Chow, Vice President, Listed Issuer Regulation, Listing Division, HKEX
  • Mr Michael Ling FCG HKFCG, Chairman of Technical Consultation Panel, HKCGI; Joint Company Secretary, CLP Holdings Limited (Moderator)
  • Mr Patrick Yu, Senior Vice President, Listed Issuer Regulation, Listing Division, HKEX (Panellist)
  • Mr Tommy Tam, Partner, Clifford Chance (Panellist)
  • Ms Polly Wong FCG HKFCG(PE), Member of Professional Development Committee, HKCGI; Company Secretary / Group Financial Controller, Dynamic Holdings Limited (Panellist)
  • (in order of appearance)

Description

The topics covered in this seminar are: 

  • Essential continuing compliance obligations under Chapter 14 of Listing Rules
  • Learn to address areas of Listing Division’s concern
  • Key areas for directors’ oversight
  • How company secretaries and governance professionals could provide effective support to the chairman and the board

(Recorded in July 2024)

Level: Intermediate

Keynote speaker, Moderator, Speakers and Panellists' bio:(in order of appearance)
Mr David Simmonds
Mr Michael Ling 
Ms Stephenie Fung
Ms Anna Chow
Mr Patrick Yu
Mr Tommy Tam
Ms Polly Wong

Got Questions?

Visit our FAQs or contact the Professional Development Section: 2881 6177 or email: cpd@hkcgi.org.hk

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