CPDB134CS

Listing Rules Foundation Course Series (Session One: Chapter 13 - Continuing Obligations)

  • Cantonese

  • HKCGI Member, Graduate, Student, Affiliated Person & Non-Member

Speaker(s)

  • Ms Edith Shih FCG(CS, CGP) HKFCG(CS, CGP)(PE), Past International President, The Chartered Governance Institute; Honorary Adviser to Council and Past President, HKCGI; and Executive Director and Company Secretary, CK Hutchison Holdings Limited (Keynote speaker)
  • Ms Catherine Yien, Head of Listed Issuer Regulation, Listing Division, HKEX (Keynote speaker/Panellist)
  • Ms Stephenie Fung, Vice President, Listed Issuer Regulation, Listing Division, HKEX
  • Mr Matthew Yim, Vice President, Listed Issuer Regulation, Listing Division, HKEX
  • Ms Stella Lo FCG HKFCG(PE), Vice-President, HKCGI; Group Company Secretary at Guoco Group (Moderator)
  • Ms Benita Yu FCG HKFCG, Member of Technical Consultation Panel, HKCGI; Senior Partner, Slaughter and May (Panellist)
  • Mr Alson Law FCG HKFCG, Company Secretary and Head of Secretarial Department, The Bank of East Asia, Limited (Panellist)
  • (in order of appearance)

Description

The topics covered in this seminar are: 

  • Essential continuing compliance obligations under Chapter 13 of Listing Rules
  • Learn to address areas of Listing Division’s concern
  • Key areas for directors’ oversight
  • How company secretaries and governance professionals could provide effective support to the chairman and the board

(Recorded in June 2024)

Level: Intermediate

Keynote speaker/Moderator, Speakers and Panellists' bio:(in order of appearance)
Ms Edith Shih
Ms Catherine Yien
Ms Stephenie Fung
Mr Matthew Yim
Ms Stella Lo

Ms Benita Yu
Mr Alson Law

Got Questions?

Visit our FAQs or contact the Professional Development Section: 2881 6177 or email: cpd@hkcgi.org.hk

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