CPDB111CS

Overview of Governing Rules on A and H Shares: Enhancing Collaboration and Mitigating Risks for Governance Professionals in Hong Kong

  • Putonghua

  • HKCGI Member, Graduate, Student, Affiliated Person & Non-Member

Speaker(s)

  • Ms Xu Min, Partner, Haiwen & Partners
  • Mr Tom Chau FCG HKFCG, Vice-President of HKCGI; Partner, Haiwen & Partners
  • Ms Wendy Ho FCG HKFCG(PE), Council Member, HKCGI; Executive Director, Corporate Services, VISTRA (Chair)

Description

As the A-share market in Mainland China becomes increasingly integrated with the H-share market in Hong Kong, it is crucial for governance professionals in Hong Kong to possess a solid understanding of the rules governing both A and H Shares. This knowledge enables effective communication and collaboration with counterparts in the Mainland, streamlines cross-border transactions and compliance matters, and facilitates smoother coordination between parties involved.

In this webinar, two seasoned speakers, one from the Mainland and one from Hong Kong, will provide an overview of the key differences between the governing rules on A and H Shares in the following areas, before sharing their valuable insights into the challenges faced by governance professionals in Hong Kong, and proposing practical solutions: 

  1. Basic Principles and Market Trends on Compliance
  2. Connected Transactions
  3. Major/Significant Transactions
  4. Periodic Reporting Requirements
  5. Disclosure on Inside Information
  6. Discussions on Special Issues and Case Analysis 

By attending this webinar, participants will gain the ability to anticipate potential regulatory hurdles, align documentation requirements, assess risks associated with transactions involving both A and H Shares, and navigate the differences in regulatory frameworks effectively.

(Recorded in January 2024)

Level: Intermediate

Speakers' bio:
Ms Xu Min
Mr Tom Chau

Got Questions?

Visit our FAQs or contact the Professional Development Section: 2881 6177 or email: cpd@hkcgi.org.hk

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