Whistleblowing: Key Compliance and Cultural Requisites – Practical Overview and Case Sharing

  • Cantonese

  • HKCGI Member, Graduate, Student, Affiliated Person & Non-Member


  • Mr Samuel Lung, Partner, Financial Services Business Consulting, Greater China Financial Crime Compliance Leader, Ernst & Young
  • Mr Dudley Tyen, Senior Manager, Financial Services Business Consulting, Ernst & Young
  • Mr Mike Chan FCG HKFCG (Chair)


The prominence given to whistleblowing under the recent consultation paper on Corporate Governance Code by the Hong Kong Stock Exchange reflects the importance of whistleblowing as a key compliance issue. These developments apply not only in Hong Kong but internationally, and those in governance functions for listed companies, trust and company service providers along with other industries are strongly encouraged to implement an effective whistleblowing system and embed this into their corporate culture. This lecture is intended to provide governance professionals with relevant and practical working knowledge. The speakers, forensic accountants and industry experts, will provide an overview of whistleblowing system, honing in on what makes it effective, with applied case studies, including:

  • Introduction to whistleblowing system
  • What makes a whistleblowing system effective
  • Sound corporate culture and governance
  • Recent EY case sharing and relevant news

(Recorded in January 2022)

Level: Intermediate

Speakers' bio:
Mr Samuel Lung
Mr Dudley Tyen
Mr Mike Chan

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