CPDB062CS

CS Practical Training Series: Corporate Compliance Programme – Essential Elements & Practical Tips

  • Cantonese

  • HKCGI Member, Graduate, Student, Affiliated Person & Non-Member

Speaker(s)

  • Ms Elaine Chong FCG HKFCG, General Counsel-Hong Kong, CLP Power Hong Kong Limited
  • Mr Mike Chan FCG HKFCG (Chair)

Description

Given compliance work is the central to good corporate governance, it is a big responsibility for a compliance officer to operate an effective compliance programme. This seminar will explain the importance of the compliance functions and offer some practical guidance on how to develop a corporate compliance programme. The speaker will also share good tips on establishing corporate policies and standards, advising senior management on possible risks, managing non-compliance issues, and sustaining a strong compliance culture.

(Recorded in August 2021)


Level: Intermediate

Speaker's bio:
Ms Elaine Chong
Mr Mike Chan

 

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