HKCGI - Directors and Senior Executives Liabilities – SFC’s New Regulatory Approach

CPDB014CS

Directors and Senior Executives Liabilities – SFC’s New Regulatory Approach

English
HKCGI Member, Graduate, Student & Non-Member

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Speaker(s)

Mr Mohan Datwani FCG HKFCG(PE), Solicitor, Deputy Chief Executive, HKCGI

Description

There have been recent changes in the regulatory philosophy of the SFC in taking a much more front-loaded approach to regulation. This results in increasing accountability and liability upon senior management. This seminar is to assist you to understand the SFC current approach, regulatory powers and selected thematic enforcement cases.

(Recorded in January 2018)

Speaker's bio:
Mr Mohan Datwani