Directors and Senior Executives Liabilities – SFC’s New Regulatory Approach

  • English

  • HKCGI Member, Graduate, Student & Non-Member


Mr Mohan Datwani FCG HKFCG(PE), Solicitor, Deputy Chief Executive, HKCGI


There have been recent changes in the regulatory philosophy of the SFC in taking a much more front-loaded approach to regulation. This results in increasing accountability and liability upon senior management. This seminar is to assist you to understand the SFC current approach, regulatory powers and selected thematic enforcement cases.

(Recorded in January 2018)

Speaker's bio:
Mr Mohan Datwani

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