Speaker(s)
Mr Ricky Lai FCG HKFCG(PE), Company Secretary, China Renewable Energy Investment LimitedDescription
The purpose of this seminar is to share some practical examples, case studies and useful tips of handling compliance issues over notifiable transactions of listed companies under Chapter 14A of the Main Board Listing Rules. The speaker will go through the following items:-
- Review the nature and definition of connected transaction
- Analyze the definition and identification of connected person, associate, connected subsidiary and deemed connected person
- Apply the disclosure requirements in announcement, circular, annual reporting and shareholders’ approval
- Discuss the compliance issues on continuing connected transaction
- Analyze the major exemptions relating to connected transaction
- Practical sharing on the relevant announcements
Level: Intermediate
Speaker’s bio:
Mr Ricky Lai
Seat guarantee will only be given to HKCGI Fellows and/or Practitioner’s Endorsement (PE) holders if registered 10 clear working days with payment prior to the date of the seminar.