Speaker(s)
Mr Ricky Lai FCG HKFCG(PE), Company Secretary, China Renewable Energy Investment LimitedDescription
The purpose of this seminar is to share some practical examples, case studies and useful tips of handling compliance issues over notifiable transactions of listed companies under Chapter 14 of the Main Board Listing Rules. The speaker will go through the following items:-
- Review the definition and type of “Transaction”
- Calculate the size tests to classify transaction type
- Understand the aggregation of “Transactions”
- Review the methods of shareholders’ approval
- Analyse the compliance issues on various classification of “Transactions”
- Share practical examples of the relevant announcements
Level: Intermediate
Speaker’s bio:
Mr Ricky Lai
Seat guarantee will only be given to HKCGI Fellows and/or Practitioner’s Endorsement (PE) holders if registered 10 clear working days with payment prior to the date of the seminar.