Speaker(s)
- Ms Benita Yu FCG HKFCG, Senior Partner, Slaughter and May
- Mr Ralph Sellar, Partner, Slaughter and May
Description
In this seminar, speakers from Slaughter and May will look at a hypothetical corporate crisis involving accounting irregularities by a Hong Kong listed issuer, and discuss some practical guidance on how the Board, senior management and company secretary could handle related governance and compliance issues, including:
- Identification of inside information and disclosure requirements
- Engaging and coordinating external advisors
- Establishing a board committee and conducting an independent review
- Determining any market misconduct implications
- Considering director suitability implications
- Employment law issues
- Reporting to and dealing with regulators and law enforcement agencies
- Remediation, including enhancing governance controls
Level: Intermediate
Speaker's bio:
Ms Benita Yu
Mr Ralph Sellar
Seat guarantee will only be given to HKCGI Fellows and/or Practitioner’s Endorsement (PE) holders if registered 10 clear working days with payment prior to the date of the seminar.