Speaker(s)

• Ms Wynne Mok, Partner, Slaughter and May
• Mr Ralph Sellar, Partner, Slaughter and May

Description

In this seminar, speakers from Slaughter and May will look at a hypothetical corporate crisis involving accounting irregularities by a Hong Kong listed issuer, and discuss some practical guidance on how the Board, senior management and company secretary could handle related governance and compliance issues, including:

• Identification of inside information and disclosure requirements
• Engaging and coordinating with external advisors
• Establishing a board committee and conducting an independent review
• Determining any market misconduct implications
• Considering director suitability implications
• Employment law issues
• Reporting to and dealing with regulators and law enforcement agencies
• Remediation, including enhancing governance controls

Level: Intermediate

Speaker's bio:
Ms Wynne Mok
Mr Ralph Sellar

Seat guarantee will only be given to HKCGI Fellows and/or Practitioner’s Endorsement (PE) holders if registered 10 clear working days with payment prior to the date of the seminar.