3rd AML/CFT Conference – AML/CFT Regulations, Topical Issues, and Practical Sharing (Webinar)

  • Friday 25 Nov 2022

  • 2.30 pm – 5.30 pm

  • English

  • Webinar session. No physical attendance is required.

  • HKCGI Member, Graduate, Student, Affiliated Person & Non-Member


  • Welcoming Address:
  • Mr Ernest Lee FCG HKFCG(PE), President, The Hong Kong Chartered Governance Institute; Technical Partner, Deloitte China
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  • Speech by Guest of Honour:
  • Mr Joseph H L Chan JP, Under Secretary for Financial Services and the Treasury, The HKSAR Government
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  • Panel One (in order of appearance):
  • Mr Edmond Chiu FCG HKFCG(PE), Council Member, HKCGI; Managing Director, Corporate Services, Vistra Corporate Services (HK) Limited (Panel One Chair)
  • Mr Michael Lintern-Smith FCG HKFCG, Roll of Honour, Solicitor and Consultant, Robertsons
  • Mr Daniel Wong FCG HKFCG, Associate Director - Compliance and Risk Management, SWCS Corporate Services Group (Hong Kong) Limited
  • Mr Samuel Lung, Partner, Financial Services Business Consulting, Greater China Financial Crime Compliance Leader, Ernst & Young
  • Ms Teresa Lau ACG HKACG, Director and Head of Corporate Secretarial Services, BDO Limited (Panellist)
  • Ms Alberta Sie FCG HKFCG(PE), Director and Company Secretary, Reanda EFA Secretarial Limited (Panellist)
  • ------
  • Panel Two (in order of appearance):
  • Ms Wendy Ho FCG HKFCG(PE), Council Member, HKCGI; Executive Director, Corporate Services, Tricor Hong Kong (Panel Two Chair)
  • Ms Amanda Diep, Director, Regional Head of Compliance, North Asia, Vistra
  • Mr Michael Shue, Managing Director - Trust Services, Tricor Services Limited
  • Mr Ivan So, Manager, Risk Advisory Services, BDO Limited
  • Ms Jenny Choi FCG HKFCG(PE), Partner, Ernst & Young Company Secretarial Services Limited (Panellist)
  • Dr Maurice Ngai FCG HKFCG(PE), Past President, HKCGI; Director and Group CEO, SWCS Corporate Services Group (Hong Kong) Limited (Panellist)


The Institute’s work in promoting anti-money laundering and counter financing of terrorism (AML/CFT) best practices, supported by six HKCGI AML/CFT Organisations, is recognised by the Government of the Hong Kong SAR under the 2018 and 2022 editions of the ‘Hong Kong Money Laundering and Terrorist Financing Risk Assessment Reports’ submitted to the Financial Action Task Force (FATF), the international standard setter.

HKCGI AML/CFT Organisations

  1. Tricor Group/Tricor Services Limited
  2. SWCS Corporate Services Group (Hong Kong) Limited
  3. Ernst & Young Company Secretarial Services Limited
  4. Reanda EFA Secretarial Limited
  5. McCabe Secretarial Services Limited
  6. Vistra Corporate Services (HK) Limited

The reports also recognised the professionalism of the Institute's members in senior management of trust and company service providers (TCSPs). As part of the thought leadership of the Institute and members on AML/CFT best practices, including for the TCSP sector, the Institute is delighted to host this conference which will consider:

  • Local and international AML/CFT regulatory developments
  • Offshore and trust related AML/CFT issues
  • AML/CFT case and practice sharing, including for the TCSP sector

The understanding of AML/CFT concerns is now of general importance. Therefore, this conference will be relevant to those working in the TCSP sector, senior management and others seeking general knowledge on AML/CFT concerns.

Level: Intermediate

President, Guest of Honour, Chairs, Speakers and Panellists' bio (in order of appearance):
Mr Ernest Lee
Mr Joseph H L Chan
Mr Edmond Chiu
Mr Michael Lintern-Smith
Mr Daniel Wong
Mr Samuel Lung
Ms Teresa Lau
Ms Alberta Sie
Ms Wendy Ho
Ms Amanda Diep
Mr Michael Shue
Mr Ivan So
Ms Jenny Choi
Dr Maurice Ngai

Seat guarantee will only be given to HKCGI Fellows and/or Practitioner’s Endorsement (PE) holders if registered 10 clear working days with payment prior to the date of the seminar.

AML/CFT Organisations

Supporting Organisation

Got Questions?

Visit our FAQs or contact the Professional Development Section: 2881 6177 or email: cpd@hkcgi.org.hk

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