Company Secretarial Practical Training Series: Disclosure of Interests in Securities: Practice and Application (Webinar)

  • Friday 22 Jul 2022

  • 6.45 pm – 8.45 pm

  • Cantonese

  • Webinar session. No physical attendance is required.

  • HKCGI Member, Graduate, Student, Affiliated Person & Non-Member

Speaker(s)

Mr Ricky Lai FCG HKFCG(PE), Company Secretary, China Renewable Energy Investment Limited

Description

In this seminar, the speaker will share practical examples, cases, experiences and tips for the disclosure of interests in securities (“DI”) for listed companies under the Securities and Futures Ordinance (“SFO”). The following elements will be covered:-

  • Introduction of Part XV of the SFO
  • DI Notification Requirement
  • Long and Short Positions, Relevant Events and Types of Notifiable Interests
  • Analysis of DI Standard Codes and Descriptions
  • Practical Examples on Completion of DI Forms

Level: Intermediate

Speaker’s bio:
Mr Ricky Lai

Seat guarantee will only be given to HKCGI Fellows and/or Practitioner’s Endorsement (PE) holders if registered 10 clear working days with payment prior to the date of the seminar.

Got Questions?

Visit our FAQs or contact the Professional Development Section: 2881 6177 or email: cpd@hkcgi.org.hk

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