Speaker(s)
Mr Ricky Lai FCG HKFCG(PE), Company Secretary, China Renewable Energy Investment LimitedDescription
In this seminar, the speaker will share practical examples, cases, experiences and tips for the disclosure of interests in securities (“DI”) for listed companies under the Securities and Futures Ordinance (“SFO”). The following elements will be covered:-
- Introduction of Part XV of the SFO
- DI Notification Requirement
- Long and Short Positions, Relevant Events and Types of Notifiable Interests
- Analysis of DI Standard Codes and Descriptions
- Practical Examples on Completion of DI Forms
Level: Intermediate
Speaker’s bio:
Mr Ricky Lai
Seat guarantee will only be given to HKCGI Fellows and/or Practitioner’s Endorsement (PE) holders if registered 10 clear working days with payment prior to the date of the seminar.