Company Secretarial Practical Training Series: Connected Transactions - Practice and Application (Webinar)

  • Friday 20 May 2022

  • 6.45 pm – 8.45 pm

  • Cantonese

  • Webinar session. No physical attendance is required.

  • HKCGI Member, Graduate, Student, Affiliated Person & Non-Member


Mr Ricky Lai FCG HKFCG(PE), Company Secretary, China Renewable Energy Investment Limited


In this seminar, the speaker will provide an overview of Chapter 14A of the Main Board Listing Rules governing connected transactions of listed companies, and will share practical examples, case studies and useful tips for compliance issues. The following items will be covered:

  • Review the nature and definition of connected transaction
  • Analyse the definition and identification of connected person, associate, connected subsidiary and deemed connected person
  • Advise the appointment of independent financial advisor and the establishment of independent board committee
  • Apply the disclosure requirements in announcement, circular, annual reporting and shareholders’ approval
  • Discuss the compliance issues on continuing connected transaction
  • Analyse the major exemptions and waivers relating to connected transaction
  • Practical sharing on the relevant announcements

Level: Intermediate

Speaker’s bio:
Mr Ricky Lai

Seat guarantee will only be given to HKCGI Fellows and/or Practitioner’s Endorsement (PE) holders if registered 10 clear working days with payment prior to the date of the seminar.

Got Questions?

Visit our FAQs or contact the Professional Development Section: 2881 6177 or email:

Scroll To Top