CPDB215CS

Dialogue with Regulators: Learn from Pitfalls in Corporate Transactions

  • English

  • HKCGI Member, Graduate, Student & Non-Member

Speaker(s)

  • (In order of appearance):
  • Ms Gill Meller FCG HKFCG(PE), International Vice President and Institute Past President; Legal and Governance Director, MTR Corporation Limited
  • Mr Max Cheng, Vice President, Listing Regulation and Enforcement, Listing, Hong Kong Exchanges and Clearing Limited
  • Mr Kenneth Luk, Senior Director, Enforcement, Securities and Futures Commission
  • Mr Kenneth Chan, Senior Vice President, Listing Regulation and Enforcement, Listing, Hong Kong Exchanges and Clearing Limited (Panellist)
  • Ms Jill Wong FCG HKFCG, Partner, ReedSmith Richards Butler LLP (Panellist)
  • ------

Description

This session equips directors with essential expertise to identify, assess, and manage risks in mergers, acquisitions, and corporate transactions. Combining analysis of common challenges with strategic frameworks, participants will gain a deep understanding of risk management in complex business scenarios. Led by HKEX and SFC regulators and seasoned experts, the course integrates theoretical knowledge with practical insights, enhancing decision-making and leadership effectiveness.

Key topics include:

  • How the role of proper control systems in driving corporate success
  • Common pitfalls in corporate transactions
  • Timely disclosure of inside Information
  • Practical Tips for Implementing a Robust Compliance Regime

(Recorded in August 2025)

Level: Intermediate

Keynote speaker/Moderator, Speakers and Panellists' bio:(in order of appearance)
Ms Gill Meller
Mr Max Cheng
Mr Kenneth Luk
Mr Kenneth Chan
Ms Jill Wong

Got Questions?

Visit our FAQs or contact the Professional Development Section: 2881 6177 or email: cpd@hkcgi.org.hk

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