HKEX: Enforcement in Action (Free webinar)

  • Tuesday 09 Aug 2022

  • 5.00pm – 6.00pm

  • English

  • Webinar session. No physical attendance is required.

  • HKCGI Member, Graduate, Student


A topic of significant concern to the governance professionals is the exercise and enforcement of disciplinary powers by the Hong Kong Stock Exchange (HKEX) on Hong Kong listed companies. This second annual seminar by Edith Shih FCG(CS, CGP) HKFCG(CS, CGP)(PE) and her team will discuss the overall enforcement powers and approach of the HKEX, including disciplinary powers of the HKEX, parties subject to sanction and types of sanction, supplemented with enforcement case studies showcasing the usual breaches and the lessons learned, with the hope of reducing risk exposure to HKEX enforcement actions, whether against listed companies, directors or others in senior management positions, including governance professionals themselves.

Chair & Speakers
Ms Edith Shih and Team

Ms Candy Au

Enrolment deadline:

Friday 5 August 2022


1. This event is set out for HKCGI members, graduate and students only.

2. Enrolment is on a first-come, first-served basis.

For enquiries, please contact the Membership Section at 2881 6177 or email:


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